Securities code: 600237 Securities abbreviation: Tongfeng Electronic Announcement number: 2022-034
Announcement of Anhui Tongfeng Electronic Co., Ltd. on the situation of supervision measures or punishment taken by securities regulatory authorities and exchanges in the last five years

The board of directors and all the directors of the Company warrant that there is no false record, misleading statement or material omission in the content of this announcement, and assume legal responsibility for the authenticity, accuracy and completeness of the content.

Since the listing of Anhui Tongfeng Co., LTD. (hereinafter referred to as the "Company" and the "Company"), in strict accordance with the Company Law of the People's Republic of China, the Securities Law of the People's Republic of China and the relevant regulations of China Securities Regulatory Commission (hereinafter referred to as the "CSRC"), Shanghai Stock Exchange (hereinafter referred to as the "Exchange") and other regulatory authorities, Constantly improve the corporate governance structure, establish and improve the internal control system, standardize the company's operation, promote the company's sustainable, stable and healthy development, and constantly improve the company's governance level.
In view of the company's plan for a private offering of shares, according to relevant requirements, the company has conducted a self-inspection on the regulatory measures or penalties taken by the securities regulatory authorities and stock exchanges in the last five years, and the results are as follows:
I. Punishment of the Company by the securities regulatory authority or the stock exchange in the last five years
The company has not been punished by the securities regulatory authority or the stock exchange in the recent five years.
Ii. The Company's regulatory measures taken by securities regulatory authorities or stock exchanges in the last five years

(I) The Company has received one warning letter from Anhui Regulatory Bureau of China Securities Regulatory Commission in the last five years

On December 31, 2020, the Company received the decision of administrative supervision measures of Anhui Regulatory Bureau of China Securities Regulatory Commission (hereinafter referred to as the "Warning Letter") No. 33 [2020] on Issuing a Warning Letter to Anhui Tongfeng Electronic Co., LTD.
According to "the Securities Law of the People's Republic of China", "Measures for On-site Inspection of Listed companies" and other provisions, Anhui Securities Regulatory Bureau carried out on-site inspection of the company. After investigation, it was found that the company had incomplete information disclosure, non-standard financial accounting and management, and incomplete implementation of the company's internal control system. According to Article 59 of "Administrative Measures for Information Disclosure of Listed Companies" and Article 21 of "Measures for On-site Inspection of Listed Companies", Anhui Securities Regulatory Bureau decides to take administrative supervision measures of issuing warning letter to the company, and record it in the integrity archives of securities and futures market.
After receiving the Warning Letter, the Company attaches great importance to the relevant problems pointed out in the Warning Letter, and will further enhance the awareness and level of standardized operation in strict accordance with the requirements of Anhui Regulatory Bureau of China Securities Regulatory Commission. The company and relevant personnel will earnestly learn lessons and strengthen the study of relevant laws, regulations and normative documents; Organize relevant departments of the company to improve the internal control system and further sort out the business process; Improve the standard level of accounting, perfect the financial accounting management system; The Company will continue to improve the quality of information disclosure and ensure that the information disclosure is true, accurate and complete.
For details, please refer to the Company's announcement published on the Shanghai Stock Exchange website and designated information disclosure media on January 4, 2021.

(II) The Company has received regulatory attention from Shanghai Stock Exchange once in the last five years

On April 1, 2021, the Company received regulatory attention from the Shanghai Stock Exchange.
Shanghai Stock Exchange, in accordance with the facts identified by Anhui Regulatory Bureau of China Securities Regulatory Commission in the Decision on Issuing a Warning Letter to Anhui Tongfeng Electronic Co., LTD. (No. [2020]33), aimed at the company's incomplete information disclosure, non-standard financial accounting and management, and incomplete implementation of internal control system, To Anhui Tongfeng Electronic Co., LTD. Timely served as the chief financial officer, then secretary of the board of directors to pay attention to supervision.
Please refer to relevant announcements on the website of Shanghai Stock Exchange for details.
In view of the above regulatory concerns and decisions, the Company timely standardized according to the requirements, strictly and earnestly performed the obligation of information disclosure, strengthened the training and learning of relevant rules and regulations for directors, supervisors and senior managers, promoted the standardized operation of the company, and ensured that the company disclosed all material information in a timely, fair, true, accurate and complete manner.

(III) The Company has received one regulatory work letter from Shanghai Stock Exchange in the last five years

On June 8, 2020, the Company received the "Inquiry Letter on Post Review of the 2019 Annual Report of Anhui Tongfeng Electronics Co., LTD." (Shanghai Official Letter [2020]0685) from Shanghai Stock Exchange.
Upon receipt of the above regulatory work letter, the Company shall timely verify the relevant situation and fulfill the obligation of information disclosure. On August 26, 2020, the "Announcement of Anhui Tongfeng Electronics Co., LTD. 's Reply to the Inquiry Letter of the Shanghai Stock Exchange on the Post Review of the Company's 2019 Annual Report" was published on the website of the Shanghai Stock Exchange (www.sse.com.cn) and designated information disclosure media.

(4) Others

On November 5, 2019, when Mr. Tang Zhongmin, former chairman of the company, was a director of Infront Microelectronics Co., LTD. (hereinafter referred to as "Infront Micro"), the China Securities Regulatory Commission (CSRC) decided to give a warning to Mr. Tang Zhongmin and impose a fine of RMB 50,000 yuan due to Infront's violation of information disclosure. The above are the information disclosure violations of Infront by Mr. Tang Zhongmin during his tenure as a director of Infront (2010-2016), which have nothing to do with the Company.
For details, see the Company's announcement published on the Shanghai Stock Exchange website and designated information disclosure media on November 13, 2019.

In addition to the above matters, the Company and its directors, supervisors and senior management personnel have not been punished or taken regulatory measures by the securities regulatory authorities and exchanges in the recent five years. In the future, the company will continue to operate according to law and compliance under the guidance of the regulatory authorities, standardize the company's business behavior, and further improve and perfect the company's internal control system. At the same time, the company will continue to strengthen the publicity of relevant laws and regulations, enhance the awareness of standardized operation, further improve the company's information disclosure system, to ensure and promote the company's sustainable, stable and healthy development.
This is to announce.